RegEd

Optimize Compliance. Manage Risk. Enable Growth.

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Overview

RegEd offers a comprehensive suite of solutions to help financial services firms manage their compliance, licensing, and education needs. Their platform includes tools for managing producer licensing and appointments, advertising review, and delivering compliance training and continuing education.

✨ Key Features

  • Producer Management (Licensing and Appointments)
  • Compliance Management (Advertising Review, Conflicts of Interest)
  • Regulatory Change Management
  • Education and Training (CE, Product Training)

🎯 Key Differentiators

  • Unified platform for managing the full lifecycle of producer and advisor compliance
  • Deep domain expertise in the financial services industry
  • AI-powered solutions for advertising review and regulatory change management

Unique Value: RegEd provides a comprehensive and integrated solution to help financial services firms navigate the complex regulatory landscape.

🎯 Use Cases (4)

Broker-dealers managing FINRA and SEC compliance Insurance companies managing state DOI requirements Banks and credit unions managing their compliance programs Investment advisers fulfilling their regulatory obligations

✅ Best For

  • Enterprise-level compliance and licensing management for large financial services firms.

💡 Check With Vendor

Verify these considerations match your specific requirements:

  • Organizations outside of the financial services industry.

🏆 Alternatives

Vertafore (Sircon) Wolters Kluwer Broadridge

RegEd's deep focus on the financial services industry and its unified platform for compliance, licensing, and education set it apart from more general-purpose solutions.

💻 Platforms

Web API

🔌 Integrations

API

🛟 Support Options

  • ✓ Email Support
  • ✓ Phone Support
  • ✓ Dedicated Support (Varies tier)

🔒 Compliance & Security

✓ GDPR ✓ SSO

💰 Pricing

Contact for pricing

Free tier: N/A

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